Shiping Zhu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 07/2026
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 12/2020 → 04/2021
  Convey Health Solutions
  Yuma, AZ
• 08/2020 → 04/2021
  Westminster Village
  Scottsdale, AZ
• 11/2020 → 11/2020
  Joyin Inc
  Tempe, AZ
• 07/2020 → 07/2020
  Advantage Sales & Marketing Llc
  Scottsdale, AZ
• 07/2019 → 07/2020
  Unemployed
  Scottsdale, AZ
• 05/2019 → 07/2019
  Unemployed
  Shanghai
• 08/2015 → 05/2019
  E-Tong E-Commerce Shanghai Co., Ltd
  Shanghai
• 07/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 07/2020 → 07/2020
  Club Demonstration Services, Cds
  Scottsdale, AZ

Other Businesses

Name of the other business DEG Properties LLC Whether the business is investment-related NO Address of the other business Scottsdale, AZ Nature of the other business Rental Your position Manager-Back up Title, or relationship with the other business Owner’s spouse Start date of your relationship 10/19/2019 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business I am only the back up manager for this rental business for my husband, but I don’t contribute anything to this business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-02
• S63 Uniform Securities Agent State Law Examination
  2021-06-17

Other Names

• Daisy Zhu
• Shiping Goldfarb