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Gerardo Martin

New York Life Investment Management LLC

Eagan, MN

New York, NY

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-01
WA RA APPROVED 2024-11-06
WI RA APPROVED 2024-09-10
  • MN RA
    APPROVED
    Since 2026-04-01
  • WA RA
    APPROVED
    Since 2024-11-06
  • WI RA
    APPROVED
    Since 2024-09-10

Branch Locations

Eagan, MN • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Shorewood WI 08/2016 11/2016
Wells Fargo Bank Shorewood WI 08/2015 10/2017
Wells Fargo Clearing Services, Llc Shorewood WI 11/2016 05/2019
Wells Fargo Bank Wauwatosa WI 11/2017 05/2019
Wells Fargo Funds Distributor, Llc. Menomonee Falls WI 05/2019 10/2021
Allspring Funds Distributor, Llc Menomonee Falls WI 11/2021 08/2024
New York Life Investments Milwaulkee WI 09/2024 Present
  • 08/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Shorewood, WI
  • 08/2015 → 10/2017
    Wells Fargo Bank
    Shorewood, WI
  • 11/2016 → 05/2019
    Wells Fargo Clearing Services, Llc
    Shorewood, WI
  • 11/2017 → 05/2019
    Wells Fargo Bank
    Wauwatosa, WI
  • 05/2019 → 10/2021
    Wells Fargo Funds Distributor, Llc.
    Menomonee Falls, WI
  • 11/2021 → 08/2024
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
  • 09/2024 → Present
    New York Life Investments
    Milwaulkee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-29
S63 Uniform Securities Agent State Law Examination 2017-04-06
  • S65 Uniform Investment Adviser Law Examination
    2017-04-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-06
Other Names
  • Gerry Martin

View on SEC IAPD

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