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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-19 |
| TX | RA | APPROVED | 2026-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Marketing Systems | San Diego | CA | 07/2020 | Present |
| Assurance Iq | Bellevue | WA | 04/2020 | 07/2020 |
| Independent Insurance Agent | San Diego | CA | 09/2019 | 04/2020 |
| State Of Hawaii | Wailuku | HI | 02/2018 | 01/2020 |
| Dallas Police Department | Dallas | TX | 08/2005 | 01/2018 |
| Guardian Financial Strategies | Danville | KY | 07/2023 | Present |
| Hornor, Townsend, & Kent Llc | Wilmington | DE | 08/2026 | Present |
1) TRAINING CONSULTANT | INVESTMENT RELATED: NO | DBA NAME: ASSET MARKETING SYSTEM | POSITION HELD: EMPLOYEE | ADDRESS: 13500 EVENING CREEK DR N SAN DIEGO, CA 92128 | START DATE: 07/21/2020 | NATURE OF ACTIVITY: TRAINING | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 128 | DESCRIPTION OF DUTIES: TRAINING & MARKETING SUPPORT FOR INDEPENDENT FINANCIAL ADVISORS. PRODUCT TRAINING, MARKETING TRAINING, BEST PRACTICES AND OVERALL SUPPORT. 2)PROPERTY MANAGEMENT | INVESTMENT RELATED: NO | DBA NAME: MBM PROPERTY MANAGEMENT LTD CO | POSITION HELD: OWNER | ADDRESS: 237 MANSFIELD RD, DANVILE, KY 40422 | START DATE: 02/2020 | NATURE OF ACTIVITY: PROPERTY MANAGEMENT | APPROX HRS PER MTH: 2 | APPROX TRADING HRS PER MTH: 2 | DESCRIPTION OF DUTIES: MANAGES RENTAIL PROPERTIES; FIND NEW TENANTS AND HANDLE PROBLEMS IF THEY ARISE. 3)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: GUARDIAN FINANCIAL STRATEGIES LLC | POSITION HELD: AGENT | ADDRESS: 216 SKYWATCH DR, STE 237, DANVILLE, KY 40422 | START DATE: 07/12/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 40 | APPROX TRADING HRS PER MTH: 30 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 4)RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: RENTAL PROPERTY #1 - KENTUCKY | POSITION HELD: OWNER | ADDRESS: 114 WALDEN CV, GEORGETOWN, KY 40324 | START DATE: 03/2025 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROPERTY OWNER. HANDLE MAINTENANCE ISSUES WHEN THEY ARISE AND FIND NEW TENANTS. 5)RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: RENTAL PROPERTY #2 - KENTUCKY | POSITION HELD: OWNER | ADDRESS: 103 SUTTON PLACE BLVD, GEORGETOWN, KY 40324 | START DATE: 11/2023 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROPERTY OWNER. HANDLE MAINTENANCE ISSUES WHEN THEY ARISE AND FIND NEW TENANTS. 6)RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: RENTAL PROPERTY #3 - KENTUCKY | POSITION HELD: OWNER | ADDRESS: 108 JACK MARIE DR, RICHMOND, KY 40475 | START DATE: 11/2023 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: : PROPERTY OWNER. HANDLE MAINTENANCE ISSUES WHEN THEY ARISE AND FIND NEW TENANTS. 7)RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: RENTAL PROPERTY - CALIFORNIA | POSITION HELD: OWNER | ADDRESS: 1970 COLUMBIA ST, STE #217, SAN DIEGO, CA 92101 | START DATE: 04/2022 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROPERTY OWNER. HANDLE MAINTENANCE ISSUES WHEN THEY ARISE AND FIND NEW TENANTS. 8)RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: RENTAL PROPERTY - HAWAII | POSITION HELD: OWNER | ADDRESS: 140 UWAPO RD 29-102, KIHEI, HI 96753 | START DATE: 02/2020 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROPERTY OWNER. HANDLE MAINTENANCE ISSUES WHEN THEY ARISE AND FIND NEW TENANTS. 9) FACEBOOK SALES & MARKETING | INVESTMENT RELATED: NO | DBA NAME: TOND LLC | POSITION HELD: OWNER | ADDRESS: 237 MANSFIELD RD, DANVILE, KY 40422 | START DATE: 05/01/2018 | NATURE OF ACTIVITY: MARKETING | APPROX HRS PER MTH: 5 | APPROX TRADING HRS PER MTH: 5 | DESCRIPTION OF DUTIES: THE OFFICER NEXT DOOR-FACEBOOK CONTENT RELATED TO LAW ENFORSEMENT: ETSY CLOTHING STORE-TOND BRANDED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-01 |
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