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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-18
  • IL RA
    APPROVED
    Since 2026-08-18

Branch Locations

721 W Bedford Rd, Morris, IL 60450 • United States

821 W Illinois Ave, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pantile Investments Boulder CO 03/2026 06/2026
Jpmorgan Chase & Co. Westmont IL 11/2019 04/2020
Becker Logistics, Llc Glendale Heights IL 01/2019 11/2020
Copy Services Dekalb IL 07/2018 01/2019
Metropcs Dekalb IL 08/2015 07/2018
Credit Union 1 Lombard IL 05/2020 04/2021
Thrivent Investment Management Inc Downer's Grove IL 04/2021 05/2021
Thrivent Financial Appleton WI 05/2021 09/2021
Spiderrock Exs, Llc Chicago IL 10/2021 06/2025
Vantage Point Financial Llc Lisle IL 06/2025 02/2026
Mike Lucas Insurance Agency Aurora IL 07/2026 Present
State Farm Vp Management Corp Aurora IL 08/2026 Present
State Farm Investment Management Corp Aurora IL 08/2026 Present
Mike Lucas Insurance Agency Morris IL 07/2026 Present
State Farm Investment Management Corp Morris IL 08/2026 Present
State Farm Vp Management Corp Morris IL 08/2026 Present
  • 03/2026 → 06/2026
    Pantile Investments
    Boulder, CO
  • 11/2019 → 04/2020
    Jpmorgan Chase & Co.
    Westmont, IL
  • 01/2019 → 11/2020
    Becker Logistics, Llc
    Glendale Heights, IL
  • 07/2018 → 01/2019
    Copy Services
    Dekalb, IL
  • 08/2015 → 07/2018
    Metropcs
    Dekalb, IL
  • 05/2020 → 04/2021
    Credit Union 1
    Lombard, IL
  • 04/2021 → 05/2021
    Downer's Grove, IL
  • 05/2021 → 09/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → 06/2025
    Spiderrock Exs, Llc
    Chicago, IL
  • 06/2025 → 02/2026
    Lisle, IL
  • 07/2026 → Present
    Mike Lucas Insurance Agency
    Aurora, IL
  • 08/2026 → Present
    State Farm Vp Management Corp
    Aurora, IL
  • 08/2026 → Present
    Aurora, IL
  • 07/2026 → Present
    Mike Lucas Insurance Agency
    Morris, IL
  • 08/2026 → Present
    Morris, IL
  • 08/2026 → Present
    State Farm Vp Management Corp
    Morris, IL
Previous Registrations
Other Businesses

Michael Lucas Insurance Agency; Investment-related; 721 Bedford Rd Morris, IL 60450 and 821 W Illinois Ave Aurora, IL 60506; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 06/29/2026; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-20
S66 Uniform Combined State Law Examination 2021-07-03
  • S65 Uniform Investment Adviser Law Examination
    2025-10-20
  • S66 Uniform Combined State Law Examination
    2021-07-03

View on SEC IAPD

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