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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-25 |
Branch Locations
180 Grand Ave, Oakland, CA 94612 • United States
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mendocino Farms | San Jose | CA | 01/2018 | 06/2019 |
| Unemployed | Danville | CA | 01/2011 | 01/2018 |
| Unemployed | Danville | CA | 06/2019 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 02/2026 |
| Northwestern Mutual Investment Services Llc | Walnut Creek | CA | 03/2021 | 06/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2023 | 02/2026 |
| Alex Icaza | Walnut Creek | CA | 02/2026 | 06/2026 |
| Charles Schwab & Co., Inc. | Oakland | CA | 06/2026 | Present |
| Charles Schwab Bank | Oakland | CA | 06/2026 | Present |
OWNER, 365 NIGHT MARKET, 1111 STORY RD, SAN JOSE, , CALIFORNIA, 95122, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/15/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, REACH OUT TO VENDORS TO HAVE THEM COME TO THE NIGHT MARKET AND SELL FOOD AND PRODUCT OF THEIR OWN. HELP WITH SET UP AND CLEAN UP OF THE NIGHT MARKET ON THE EVENT DATES; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-12 |
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