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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-20
  • PA RA
    APPROVED
    Since 2026-08-20

Branch Locations

Lafayette Hill, PA • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sehnco Builders Lafayette Hill PA 03/2014 12/2020
Avalon Lifeguard Avalon NJ 06/2014 09/2016
Cape May Beach Patrol Cape May NJ 05/2018 10/2020
Ubs Weehawken NJ 02/2021 Present
University Of Tampa Tampa FL 08/2016 06/2020
  • 03/2014 → 12/2020
    Sehnco Builders
    Lafayette Hill, PA
  • 06/2014 → 09/2016
    Avalon Lifeguard
    Avalon, NJ
  • 05/2018 → 10/2020
    Cape May Beach Patrol
    Cape May, NJ
  • 02/2021 → Present
    Ubs
    Weehawken, NJ
  • 08/2016 → 06/2020
    University Of Tampa
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-20
  • S66 Uniform Combined State Law Examination
    2026-08-20

View on SEC IAPD

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