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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-20 |
Branch Locations
Lafayette Hill, PA • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sehnco Builders | Lafayette Hill | PA | 03/2014 | 12/2020 |
| Avalon Lifeguard | Avalon | NJ | 06/2014 | 09/2016 |
| Cape May Beach Patrol | Cape May | NJ | 05/2018 | 10/2020 |
| Ubs | Weehawken | NJ | 02/2021 | Present |
| University Of Tampa | Tampa | FL | 08/2016 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
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