Jeremy Shaffer

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2019
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 10/2019 → 10/2020
  E.A. Buck Financial
  Honolulu, HI
• 10/2019 → 12/2019
  Parkland Securities, Llc
  Ann Arbor, MI
• 12/2019 → 10/2020
  Madison Avenue Securities, Llc
  Kahului, HI
• 12/2019 → 10/2020
  Ae Wealth Management, Llc
  Kahului, HI
• 10/2020 → Present
  Charles Schwab & Co., Inc.
  Vista, CA

Previous Registrations

• 2019-12-14 → 2020-10-21
  Ae Wealth Management, Llc
  Kahului, HI
  Honolulu, HI

Other Businesses

(1) Uber | not investment related | 1455 Market Street, San Francisco, California | start date 09/26/2020 | independent contractor through Uber as a driver, pick up and transport people to their intended destination | less than 20 hours per month | none during securities trading hours; (2) Door Dash | not investment related | 303 2nd Street, San Francisco, California | start date 07/08/2020 | independent contractor delivering food, pick up orders from restaurants and deliver them | less than 20 hours per month | none during securities trading hours; (3) Turo | not investment related | Lahaina, Hawaii | start date 07/22/2021 | car rental owner | duties include listing our car on the Turo platform for rent | less than 20 hours per month | none during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-13
• S63 Uniform Securities Agent State Law Examination
  2016-12-13

Other Names

• Jeremy James Shaffer
• Jeremy Shaffer