Edward T Daly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-18

IL RA
APPROVED

Since 2026-08-18

Branch Locations

590 S Roselle, Schaumburg, IL 60193 • United States

Lemont, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Bank	Chicago	IL	07/2015	12/2020
Bmo Harris Bank	Schaumburg	IL	12/2020	Present
Bmo Harris Financial Advisors	Schaumburg	IL	12/2020	Present
Lpl Financial Llc	Schaumburg	IL	03/2021	Present

07/2015 → 12/2020

Bmo Harris Bank

Chicago, IL
12/2020 → Present

Bmo Harris Bank

Schaumburg, IL
12/2020 → Present

Bmo Harris Financial Advisors

Schaumburg, IL
03/2021 → Present

Lpl Financial Llc

Schaumburg, IL

Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - SCHAUMBURG, IL 60193 2)01/1900 - Financial Institution Duty - BMO HARRIS BANK - Investment Related - SCHAUMBURG, IL 60193

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-23
S63	Uniform Securities Agent State Law Examination	2021-03-15

S65 Uniform Investment Adviser Law Examination

2026-07-23
S63 Uniform Securities Agent State Law Examination

2021-03-15

Other Names

Daly T Edward

View on SEC IAPD