Nancy Caroline Jones

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Jw Cole Financial, Inc.
  Tampa, FL
• 07/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Other Businesses

(1) A) DBA: METRO FINANCIAL GROUP, LLC B) INVESTMENT RELATED C) 601 MARKET ST, METROPOLIS, IL 62960 D) LIFE/HEALTH INSURANCE E) MANAGING PARTNER F) START: 05/01/2005 G) 80 HRS/MO H) 80 TRADING HRS/MO I) SELL LIFE/HEALTH INSURANCE PRODUCTS, DAILY OPERATIONS J) OFFICER/DIRECTOR. (2) A) MASSAC COUNTY UNITED WAY B) NON-INVESTMENT RELATED D) UNITED WAY E) CO-PRESIDENT F) START: 01/01/2012 G) 3 HRS/MO H) 1 TRADING HR/MO J) OFFICER/DIRECTOR. (3) A) RIBBONS AND BEAUS, LLC B) NON-INVESTMENT RELATED C) 623 A MARKET STREET METROPOLIS, IL 62960 D) CHILDREN'S CLOTHING BOUTIQUE E) OWNER/MANAGING MEMBER F) 3/1/2019 G) 15 HRS PER MONTH H) 7 HRS DURING TRADING HRS I) ORDER MERCHANDISE, BOOKKEEPING, AND MARKETING. (4) Bormann Farms LLC; Farm Operation; Not investment related; 2965 North Ave, Metropolis, IL 62960; Manager and Registered Agent; Bookkeeping and filing requirements as needed for the LLC; Start 2/17/25; 0 hours/month during trading. (5) POA for Nancy Bormann

Exams

• S66 Uniform Combined State Law Examination
  2023-07-01
• S63 Uniform Securities Agent State Law Examination
  1998-12-16

Other Names

• Nancy Caroline Bormann
• Nancy Caroline Bormann-Jones