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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-12 |
Branch Locations
230 Schilling Circle Suite 352 , Hunt Valley, MD 21031 • United States
Perry Hall, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Us Llc | Denver | CO | 02/2021 | 06/2025 |
| Janus Henderson Distributors | Denver | CO | 02/2021 | 01/2022 |
| Hire Connections | Denver | CO | 11/2020 | 02/2021 |
| Platinum Pr | Frederick | MD | 03/2020 | 11/2020 |
| Outback Steakhouse | Christiansburg | VA | 01/2019 | 03/2020 |
| Tall Oaks Montessori School | Blacksburg | VA | 09/2018 | 12/2018 |
| Mountain Lake Lodge | Pembrooke | VA | 03/2018 | 05/2018 |
| Virginia Tech Student Calling Center | Blacksburg | VA | 01/2017 | 03/2018 |
| Plamondon Hospitality Partners | Frederick | MD | 05/2017 | 08/2017 |
| Silver Spring Mining Company | Bel Air And Timonium | MD | 06/2015 | 01/2020 |
| Janus Henderson Distributors Us Llc | Denver | CO | 01/2022 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2026 | Present |
| Investment Watch, Llc | Hunt Valley | MD | 01/2026 | Present |
| Unemployed | Perry Hall | MD | 06/2015 | 04/2017 |
| Unemployed | Perry Halle | MD | 07/2025 | 12/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2026 | Present |
1) INVESTMENT WATCH, 203 Shilling Cir, #352, Hunt Valley, MD 21031, 01/2026, W2 Employee, DBA Name, INV REL, 174 HR/MO, 174 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-14 |
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