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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-12
  • MD RA
    APPROVED
    Since 2026-08-12

Branch Locations

230 Schilling Circle Suite 352 , Hunt Valley, MD 21031 • United States

Perry Hall, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Investors Us Llc Denver CO 02/2021 06/2025
Janus Henderson Distributors Denver CO 02/2021 01/2022
Hire Connections Denver CO 11/2020 02/2021
Platinum Pr Frederick MD 03/2020 11/2020
Outback Steakhouse Christiansburg VA 01/2019 03/2020
Tall Oaks Montessori School Blacksburg VA 09/2018 12/2018
Mountain Lake Lodge Pembrooke VA 03/2018 05/2018
Virginia Tech Student Calling Center Blacksburg VA 01/2017 03/2018
Plamondon Hospitality Partners Frederick MD 05/2017 08/2017
Silver Spring Mining Company Bel Air And Timonium MD 06/2015 01/2020
Janus Henderson Distributors Us Llc Denver CO 01/2022 06/2025
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Investment Watch, Llc Hunt Valley MD 01/2026 Present
Unemployed Perry Hall MD 06/2015 04/2017
Unemployed Perry Halle MD 07/2025 12/2025
Cambridge Investment Research, Inc. Fairfield IA 01/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
  • 02/2021 → 06/2025
    Janus Henderson Investors Us Llc
    Denver, CO
  • 02/2021 → 01/2022
    Janus Henderson Distributors
    Denver, CO
  • 11/2020 → 02/2021
    Hire Connections
    Denver, CO
  • 03/2020 → 11/2020
    Platinum Pr
    Frederick, MD
  • 01/2019 → 03/2020
    Outback Steakhouse
    Christiansburg, VA
  • 09/2018 → 12/2018
    Tall Oaks Montessori School
    Blacksburg, VA
  • 03/2018 → 05/2018
    Mountain Lake Lodge
    Pembrooke, VA
  • 01/2017 → 03/2018
    Virginia Tech Student Calling Center
    Blacksburg, VA
  • 05/2017 → 08/2017
    Plamondon Hospitality Partners
    Frederick, MD
  • 06/2015 → 01/2020
    Silver Spring Mining Company
    Bel Air And Timonium, MD
  • 01/2022 → 06/2025
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 01/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2026 → Present
    Investment Watch, Llc
    Hunt Valley, MD
  • 06/2015 → 04/2017
    Unemployed
    Perry Hall, MD
  • 07/2025 → 12/2025
    Unemployed
    Perry Halle, MD
  • 01/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Fairfield, IA
Other Businesses

1) INVESTMENT WATCH, 203 Shilling Cir, #352, Hunt Valley, MD 21031, 01/2026, W2 Employee, DBA Name, INV REL, 174 HR/MO, 174 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
S63 Uniform Securities Agent State Law Examination 2021-06-14
  • S66 Uniform Combined State Law Examination
    2026-07-17
  • S63 Uniform Securities Agent State Law Examination
    2021-06-14

View on SEC IAPD

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