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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-20 |
Branch Locations
111 Coors Blvd Nw Ste E-12, Albuquerque, NM 87121 • United States
2706 Central Ave Se, Albuquerque, NM 87106 • United States
6670 Indian School Rd Ne, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Albuquerque | NM | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Albuquerque | NM | 06/2026 | Present |
| The Hippie House Llc Dba Colt Classic Presents | Nashville | TN | 06/2026 | Present |
| Ford Reese | Suwanee | GA | 06/2024 | 05/2026 |
| E*Trade/Morgan Stanley | Alpharetta | GA | 11/2020 | 06/2024 |
| Heirloom Cafe And Market | Athens | GA | 08/2017 | 10/2020 |
| Momentum Management Inc | Alpharetta | GA | 01/2016 | 12/2018 |
| Sugo Restaurant & Tapas Inc | Johns Creek | GA | 01/2013 | 12/2017 |
| Wise Staffing | Manchester | TN | 06/2017 | 06/2017 |
| Basque Inc/Cooks And Soldiers | Atlanta | GA | 08/2014 | 12/2016 |
Entity Name: The Hippie House LLC DBA Colt Classic Presents Investment related: No Address: P.O. Box 22037 Attn. AccctEnt Nashville, TN 37202 Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 06/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Booking agency for Musicians and Comedians. MY responsibilities would include finding appropriate Comedic Talent for venues in FL, GA, TN, TX and other states yet to be decided. Coordinating comedians participation and guest services. This is not similar to my JPM role and has no connection with JPM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-19 |
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