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Deborah Basom

Cambridge Investment Research Advisors, Inc.

Scottsdale, AZ

CRD 7306842

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-07
  • AZ RA
    APPROVED
    Since 2026-08-07

Branch Locations

6900 E Camelback Rd., Ste A39, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2025 Present
Tone Zone Mesa AZ 01/2012 07/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
  • 10/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2012 → 07/2021
    Tone Zone
    Mesa, AZ
  • 08/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-22
  • S66 Uniform Combined State Law Examination
    2026-07-22

View on SEC IAPD

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