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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-07-22 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 01/2022 | 07/2023 |
| Wells Fargo Bank | West Des Moines | IA | 11/2008 | 01/2022 |
| Charles Schwab And Co., Inc. | Omaha | NE | 06/2023 | 07/2023 |
| Principal Life Insurance Company | Des Moines | IA | 08/2023 | 07/2024 |
| Principal Securities, Inc. | Des Moines | IA | 09/2023 | 07/2024 |
| Principal Advised Services | Des Moines | IA | 04/2024 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Des Moines | IA | 07/2024 | 12/2025 |
| Bank Of America, N.A. | West Des Moines | IA | 08/2024 | 12/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2026 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2026 | Present |
| Unemployed | Urbandale | IA | 01/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-10 |
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