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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 09/2020 | 05/2021 |
| N/A | Murphy | TX | 05/2020 | 09/2020 |
| The University Texas At Austin | Austin | TX | 08/2019 | 05/2020 |
| Worldlink Us | Frisco | TX | 07/2019 | 08/2019 |
| The University Texas At Austin | Austin | TX | 08/2017 | 07/2019 |
| The University Of Texas At Arlington | Arlington | TX | 08/2016 | 08/2017 |
| Randstad | Irving | TX | 05/2021 | 11/2021 |
| Wells Fargo Clearing Services | Irving | TX | 06/2021 | 11/2021 |
| Robinhood Financial, Llc | Westlake | TX | 11/2021 | 06/2022 |
| Robinhood Markets, Inc | Westlake | TX | 06/2022 | 12/2024 |
| Fisher Investments | Plano | TX | 05/2026 | Present |
| Tekplanit | Allen | TX | 02/2025 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-28 |
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