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Nicholas Franklin Oliff

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-07-29
  • IN RA
    APPROVED
    Since 2026-07-29

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 11/2025 Present
Truckerfi / Conserv Capital Chicago IL 10/2020 11/2025
Trueshares Chicago IL 06/2020 09/2020
University Of Illinois At Chicago Chicago IL 08/2017 05/2020
Jefferson College Hillsboro MO 08/2014 05/2017
Chicago Baseball And Educational Ac Chicago IL 06/2019 06/2020
  • 11/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Indianapolis, IN
  • 10/2020 → 11/2025
    Truckerfi / Conserv Capital
    Chicago, IL
  • 06/2020 → 09/2020
    Trueshares
    Chicago, IL
  • 08/2017 → 05/2020
    University Of Illinois At Chicago
    Chicago, IL
  • 08/2014 → 05/2017
    Jefferson College
    Hillsboro, MO
  • 06/2019 → 06/2020
    Chicago Baseball And Educational Ac
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29
Other Names
  • Nicholas Oliff
  • Nick Oliff
  • Nicholas F Oliff

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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