Neal N Patel

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2017
  New Orleans Saints
  New Orleans, LA
• 01/2017 → 02/2019
  New Orleans Pelicans
  New Orleans, LA
• 02/2019 → 05/2020
  Egenberg Trial Lawyers
  New Orleans, LA
• 07/2020 → Present
  Guardian Life Insurance Company
  Charlotte, NC
• 06/2026 → Present
  Park Avenue Securities
  Charlotte, NC

Other Businesses

1) Insurance other than Guardian, Nature of Business: Insurance sales, Start date: 04/30/2024, Address: 4213 Polluck Way Charlotte, NC 28209 Duties: Insurance other than Guardian 4 total hours per month; 1 during securities trading hours, Investment related,

Exams

• S66 Uniform Combined State Law Examination
  2026-08-26