Frank Vincent Lindwedel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2021
  Big Bend Woods Bath & Tennis Club
  Manchester, MO
• 05/2023 → Present
  Pwm
  St. Louis, MO
• 05/2021 → Present
  Lpl Financial
  St. Louis, MO
• 08/2020 → 05/2023
  Truman State University
  Kirksville, MO
• 08/2012 → 05/2019
  Parkway School District
  St. Louis, MO

Other Businesses

1)11/30/2023 - PWM Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2023 - 174 Hr/Mth 2)11/30/2023 - PWM - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2023 - 174 Hr/Mth 3)11/30/2023 - Cornerstone Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2023 - 174 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-15
• S63 Uniform Securities Agent State Law Examination
  2024-07-06