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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
Branch Locations
10301 Ne Zac Lentz Pkwy, Ste B, Victoria, TX 77904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Victoria | TX | 09/2023 | Present |
| St. Joseph High School | Victoria | TX | 01/2014 | 05/2017 |
| South Star Wealth Management | Victoria | TX | 01/2023 | Present |
| Texas A&M University Kingsville | Kingsville | TX | 08/2017 | 12/2022 |
| Yearwood Enterprises | Victoria | TX | 06/2018 | 08/2019 |
| Seals Electric | Victoria | TX | 06/2015 | 08/2018 |
1- 06/27/2024 / South Star Wealth Management INC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-27 |
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