Best Investors Account Sign in
Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-28
VT RA APPROVED 2026-08-28
TX RA APPROVED 2026-08-26
  • AL RA
    APPROVED
    Since 2026-08-28
  • VT RA
    APPROVED
    Since 2026-08-28
  • TX RA
    APPROVED
    Since 2026-08-26

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Justin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Texas At Arlington Arlington TX 08/2016 05/2020
Dial-A-Mav Arlington TX 01/2017 05/2018
Ut Systems Arlington TX 05/2018 07/2018
Aspen Heights Partner Arlington TX 10/2018 01/2020
Kate Spade Grand Prairie TX 02/2020 03/2020
Fidelity Investments Westlake TX 06/2020 05/2026
Fidelity Distributors Company Llc Westlake TX 06/2020 05/2026
Tiaa Frisco TX 06/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2026 Present
  • 08/2016 → 05/2020
    University Of Texas At Arlington
    Arlington, TX
  • 01/2017 → 05/2018
    Dial-A-Mav
    Arlington, TX
  • 05/2018 → 07/2018
    Ut Systems
    Arlington, TX
  • 10/2018 → 01/2020
    Aspen Heights Partner
    Arlington, TX
  • 02/2020 → 03/2020
    Kate Spade
    Grand Prairie, TX
  • 06/2020 → 05/2026
    Fidelity Investments
    Westlake, TX
  • 06/2020 → 05/2026
    Fidelity Distributors Company Llc
    Westlake, TX
  • 06/2026 → Present
    Tiaa
    Frisco, TX
  • 06/2026 → Present
    Frisco, TX
Other Businesses

Name: Videos By Vivian LLC Position: Owner Nature: I am a wedding content creator. Brides and Grooms hire me to take pictures and videos on my phone on their wedding day. I only take weddings on the weekends and they compensate me through my invoicing system. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 07/18/2025 Address: Home Address, Justin TX 76247, United States Description: Admin work, marketing and content creation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-26
S63 Uniform Securities Agent State Law Examination 2020-11-19
  • S66 Uniform Combined State Law Examination
    2026-08-26
  • S63 Uniform Securities Agent State Law Examination
    2020-11-19
Other Names
  • Vivian Van Thanh Nguyen
  • Vivian Nguyen
  • Vivian Thanh Nguyen

View on SEC IAPD

More in Frisco, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor