Inactive

Anthony Desarno

Fisher Investments

CRD 6396243

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-30
TX	RA	APPROVED	2026-07-15

NJ RA
APPROVED

Since 2026-07-30
TX RA
APPROVED

Since 2026-07-15

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Manasquan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	01/2018
Mml Investors Services, Llc	Wall Township	NJ	07/2016	10/2017
Guggenheim Funds Distributors, Llc	Chicago	IL	03/2018	06/2026
Fisher Investments	Plano	TX	07/2026	Present

07/2016 → 01/2018

Massachusetts Mutual Life Insurance Company

Springfield, MA
07/2016 → 10/2017

Mml Investors Services, Llc

Wall Township, NJ
03/2018 → 06/2026

Guggenheim Funds Distributors, Llc

Chicago, IL
07/2026 → Present

Fisher Investments

Plano, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-21
S66	Uniform Combined State Law Examination	2014-12-01

S65 Uniform Investment Adviser Law Examination

2026-05-21
S66 Uniform Combined State Law Examination

2014-12-01

View on SEC IAPD

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