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William Charles Wesnofske

Capital Client Group, Inc.

Stamford, CT

Los Angeles, CA

CRD 6363906

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-17
CT RA APPROVED 2026-08-17
  • CA RA
    APPROVED
    Since 2026-08-17
  • CT RA
    APPROVED
    Since 2026-08-17

Branch Locations

Stamford, CT • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley / Morgan Stanley Smith Barney Llc Great Neck NY 01/2016 10/2017
Columbia Mgmt Inv. Distrib.'s Inc/Columbia Mgmt Inv.ADvisers Llc Boston MA 11/2017 09/2025
Janus Henderson Investors Us Llc/Janus Henderson Distrib.'s, Llc Denver CO 09/2025 07/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 08/2026 Present
  • 01/2016 → 10/2017
    Morgan Stanley / Morgan Stanley Smith Barney Llc
    Great Neck, NY
  • 11/2017 → 09/2025
    Columbia Mgmt Inv. Distrib.'s Inc/Columbia Mgmt Inv.ADvisers Llc
    Boston, MA
  • 09/2025 → 07/2026
    Janus Henderson Investors Us Llc/Janus Henderson Distrib.'s, Llc
    Denver, CO
  • 08/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-14
  • S66 Uniform Combined State Law Examination
    2016-06-14
Other Names
  • William C Wesnofske
  • Bill Wesnofske

View on SEC IAPD

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