Tyler Dean Niederklein

Rbc Capital Markets, LLC

CRD 6318578

Claim This Profile

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-26
NE	RA	APPROVED	2026-08-17

TX RA
APPROVED

Since 2026-08-26
NE RA
APPROVED

Since 2026-08-17

Branch Locations

Omaha, NE • United States

12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacific Select Distributors, Llc	Newport Beach	CA	06/2016	07/2026
Rbc Capital Markets Llc	Omaha	NE	08/2026	Present

06/2016 → 07/2026

Pacific Select Distributors, Llc

Newport Beach, CA
08/2026 → Present

Rbc Capital Markets Llc

Omaha, NE

Previous Registrations

2015-04-01 → 2016-06-06

Td Ameritrade, Inc.

Omaha, NE
2015-04-01 → 2016-06-06

Td Ameritrade Investment Management, Llc

Omaha, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-15
S66	Uniform Combined State Law Examination	2015-03-31
S63	Uniform Securities Agent State Law Examination	2014-05-14

S65 Uniform Investment Adviser Law Examination

2026-08-15
S66 Uniform Combined State Law Examination

2015-03-31
S63 Uniform Securities Agent State Law Examination

2014-05-14

View on SEC IAPD

More in Omaha, NE

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor