Manuel Ortiz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 09/2019
  Jp Morgan Securities Llc
  North Aurora, IL
• 08/2013 → 10/2016
  Jp Morgan Chase Bank
  North Aurora, IL
• 11/2013 → Present
  Manuel Ortiz Real Estate
  Chelsea, MA
• 10/2016 → 09/2019
  Jpmorgan Chase Bank, Na
  Naperville, IL
• 09/2019 → 03/2025
  U.S. Bancorp Investments, Inc.
  Chicago, IL
• 09/2019 → 03/2025
  U.S. Bank
  Chicago, IL
• 03/2025 → Present
  Lpl Financial Llc
  Plainfield, IL
• 03/2025 → Present
  Bmo Harris Bank
  Plainfield, IL

Other Businesses

1. 03/27/2025- MANUEL ORTIZ - REAL ESTATE RENTAL- 6 Ellsworth Street, Chelsea, MA 02150- Inv Rel- 2 Hr Per Mnth- Start Date 04/01/2003 2. 03/27/2025- MANUEL ORTIZ - REAL ESTATE RENTAL- 47 Congress Avenue, Chelsea, MA 02150- Inv Rel- 2 Hr Per Mnth- Start Date 04/01/2003 3. 03/27/2025- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4. 03/27/2025- BMO HARRIS BANK- Financial Institution Duty- Plainfield, IL 60544- Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 03/31/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-20
• S63 Uniform Securities Agent State Law Examination
  2013-09-23

Other Names

• Manny Ortiz