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Nery Osbaldo Lemus

Wells Fargo Clearing Services, LLC

Los Angeles, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-24
  • CA RA
    APPROVED
    Since 2022-10-24

Branch Locations

245 N Larchmont Blvd, Los Angeles, CA 90004 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 08/2016 11/2016
Wells Fargo Bank, Na Los Angeles CA 11/2011 Present
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 08/2016 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2011 → Present
    Wells Fargo Bank, Na
    Los Angeles, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-24
S63 Uniform Securities Agent State Law Examination 2016-11-16
  • S66 Uniform Combined State Law Examination
    2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    2016-11-16
Other Names
  • Nery Lemus

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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