Sterling Orson Herrmann

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 12/2025 → 05/2026
  Unemployed
  Auburn Hills, MI
• 07/2015 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grosse Pointe, MI
• 09/2015 → 11/2020
  Bank Of America, N.A.
  Grosse Pointe, MI
• 11/2020 → 12/2022
  Liberty Wealth Advisors, Llc
  Troy, MI
• 12/2022 → 11/2025
  Prime Capital Investment Advisors, Llc
  Royal Oak, MI
• 08/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2022-12-09 → 2025-11-20
  Prime Capital Financial
  Royal Oak, MI
  Overland Park, KS
  Naples, FL
• 2020-12-08 → 2022-12-16
  Liberty Wealth Advisors, Llc
  Naples, FL
• 2015-10-23 → 2020-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grosse Pointe, MI

Exams

• S66 Uniform Combined State Law Examination
  2026-08-04

Other Names

• Sterling O Herrmann
• Sterling Orson Herrmann
• Sterling Herrmann