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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-17 |
Branch Locations
Grayslake, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Downers Grove | IL | 09/2008 | 12/2016 |
| Thrivent Investment Management Inc | Downers Grove | IL | 11/2016 | 12/2016 |
| American United Life | Oak Brook | IL | 01/2017 | 09/2022 |
| Oneamerica Securities, Inc. | Oak Brook | IL | 01/2017 | 09/2022 |
| Wela Financial | Oak Brook | IL | 01/2017 | 09/2022 |
| Massmutual Life Insurance Co | Lisle | IL | 10/2022 | 05/2025 |
| Mml Investors Services, Llc | Lisle | IL | 10/2022 | 05/2025 |
| Ameriprise Financial Services, Llc | West Hartford | CT | 05/2025 | 10/2025 |
| Massmutual Life Insurance Company | Grayslake | IL | 07/2026 | Present |
| Mml Investors Services, Llc | Grayslake | IL | 07/2026 | Present |
| Unemployed | Bartlett | IL | 10/2025 | 07/2026 |
| Focus Forward | Andover | MN | 05/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-26 |
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