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Allworth Financial, L.p. CRD 111167
$33.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-11 |
| ND | RA | APPROVED | 2026-07-27 |
| LA | RA | APPROVED | 2026-07-23 |
| WV | RA | APPROVED | 2026-07-23 |
| PA | RA | APPROVED | 2026-07-21 |
| SC | RA | APPROVED | 2026-07-20 |
| AK | RA | APPROVED | 2026-07-17 |
| AZ | RA | APPROVED | 2026-07-17 |
| GA | RA | APPROVED | 2026-07-17 |
| HI | RA | APPROVED | 2026-07-17 |
| IL | RA | APPROVED | 2026-07-17 |
| MI | RA | APPROVED | 2026-07-17 |
| NC | RA | APPROVED | 2026-07-17 |
| OR | RA | APPROVED | 2026-07-17 |
| VA | RA | APPROVED | 2026-07-17 |
| AL | RA | APPROVED | 2026-07-16 |
| CO | RA | APPROVED | 2026-07-16 |
| MT | RA | APPROVED | 2026-07-16 |
| NE | RA | APPROVED | 2026-07-16 |
| OK | RA | APPROVED | 2026-07-16 |
| RI | RA | APPROVED | 2026-07-16 |
| AR | RA | APPROVED | 2026-07-15 |
| CA | RA | APPROVED | 2026-07-15 |
| CT | RA | APPROVED | 2026-07-15 |
| DE | RA | APPROVED | 2026-07-15 |
| ID | RA | APPROVED | 2026-07-15 |
| IN | RA | APPROVED | 2026-07-15 |
| IA | RA | APPROVED | 2026-07-15 |
| KS | RA | APPROVED | 2026-07-15 |
| KY | RA | APPROVED | 2026-07-15 |
| ME | RA | APPROVED | 2026-07-15 |
| MD | RA | APPROVED | 2026-07-15 |
| MN | RA | APPROVED | 2026-07-15 |
| MS | RA | APPROVED | 2026-07-15 |
| MO | RA | APPROVED | 2026-07-15 |
| NV | RA | APPROVED | 2026-07-15 |
| NH | RA | APPROVED | 2026-07-15 |
| NJ | RA | APPROVED | 2026-07-15 |
| NM | RA | APPROVED | 2026-07-15 |
| NY | RA | APPROVED | 2026-07-15 |
| OH | RA | APPROVED | 2026-07-15 |
| SD | RA | APPROVED | 2026-07-15 |
| TX | RA | APPROVED | 2026-07-15 |
| UT | RA | APPROVED | 2026-07-15 |
| VT | RA | APPROVED | 2026-07-15 |
| WA | RA | APPROVED | 2026-07-15 |
| WI | RA | APPROVED | 2026-07-15 |
| WY | RA | APPROVED | 2026-07-15 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
15725 Dallas Pkwy Suite 600, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage Advisory Services, Ltd. Co. | Austin | TX | 04/2009 | 12/2017 |
| Transamerica Retirement Solutions | Austin | TX | 12/2017 | 02/2026 |
| Transamerica Investors Securities Corporation | Austin | TX | 01/2018 | 02/2026 |
| Allworth Financial | Addison | TX | 07/2026 | Present |
| Aw Securities | Addison | TX | 07/2026 | Present |
| Unemployed | Austin | TX | 03/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-05 |
| S65 | Uniform Investment Adviser Law Examination | 2010-03-22 |
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