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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-07 |
| SC | RA | APPROVED | 2026-08-07 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilbert & Cook, Inc | Des Moines | IA | 04/2014 | 02/2026 |
| Lpl Financial Llc | Fort Mill | SC | 03/2026 | Present |
| Crossroads Beef | Carroll | IA | 01/2025 | 08/2026 |
1: 08/06/2026: Notary - Inv Related - 1 Hour/Month - 0 Hour During Trading - Norwalk, IA - OBA Start Date: 12/08/2016. 2: 08/06/2026: Crossroads Beef - Business Owner - Not Inv Related - 30 Hours/Month - 0 Hour During Trading - Carroll, IA - OBA Start Date: 02/01/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-12 |
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