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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-07-30 |
Branch Locations
225 South 200 West, Farmington, UT 84025 • United States
1361 N 1075 W Suite 15, Farmington, UT 84025 • United States
Kaysville, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Golden | CO | 01/2008 | 07/2017 |
| Huntley Insurance Agency | Golden | CO | 09/2007 | 12/2017 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 12/2017 | 03/2021 |
| Rainmaker Securities | Kaysville | UT | 04/2021 | 11/2022 |
| Linqto Capital, Llc | San Jose | CA | 11/2022 | 01/2025 |
| Linqto, Inc. | San Jose | CA | 03/2021 | 02/2025 |
| Bmo Bank | Layton | UT | 01/2026 | 06/2026 |
| Linqto, Inc. | Kaysville | UT | 02/2025 | 05/2025 |
| Unemployed | Kaysville | UT | 06/2025 | 12/2025 |
| Ragusa Capital Llc | Farmington | UT | 06/2026 | Present |
| Horizon Credit Union | Farmington | UT | 05/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: RAGUSA CAPITAL LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES; 2. NAME OF OTHER BUSINESS: HORIZON CREDIT UNION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 05/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE DUTIES; 3. NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: KAYSVILLE, UT 84037 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 05 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENTAL; 4. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: .25 BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-24 |
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