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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-11 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 03/2016 | 04/2018 |
| Transamerica Capital Inc | Denver | CO | 04/2018 | 07/2019 |
| Transamerica Investors Securities Corporation | Denver | CO | 07/2019 | 12/2021 |
| Transamerica Capital, Inc. | Denver | CO | 01/2022 | 03/2024 |
| Raymond James & Associates, Inc. | Broomfield | CO | 03/2024 | 04/2026 |
| Nationwide Investment Services Corporation | Columbus | OH | 04/2026 | Present |
| Nationwide Investment Advisers | Columbus | OH | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-29 |
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