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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-26 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | New York City | NY | 01/2015 | 11/2017 |
| Charles Schwab Bank | New York City | NY | 01/2015 | 11/2017 |
| Alliancebernstein Investments, Inc. | New York | NY | 11/2017 | 01/2019 |
| Alliancebernstein L.P. | New York | NY | 11/2017 | 01/2019 |
| Tiaa | New York | NY | 01/2019 | 04/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 01/2019 | 04/2024 |
| Mutual Of America Securities Llc | New York | NY | 04/2024 | 05/2026 |
| Td Bank N.A. | New York | NY | 05/2026 | Present |
| Td Private Client Wealth Llc | New York | NY | 05/2026 | Present |
UBER EATS POSITION: deliver food from restaurants NATURE: food delivery service. NON- INVESTMENT RELATED. NUMBER OF HOURS: 15. DURING SECURITIES TRADING HOURS: 0. START DATE: 10/07/2021 ADDRESS: 1455 Market Street, San Francisco CA 94103, United States DESCRIPTION: food delivery service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-25 |
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