Richard Dale Pearson

Employer firm

Simplicity Wealth CRD 300572

$4.27B regulatory AUM 26 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2018
  Integrated Financial Services
  Newtown, PA
• 10/2018 → Present
  Newcleus
  Yardley, PA
• 02/2026 → Present
  Simplicity Investments
  Summit, NJ
• 07/2026 → Present
  Simplicity Wealth
  Summit, NJ

Other Businesses

NEWCLEUS LLC; investment related; 19 W College Avenue, Suite 500, Yardley, PA 19067; CCO; 10/2018; approximate number of hours/month you devote to the other business 40; Corporate Owned Life Insurance advising & placement. Richard Dale Pearson; investment related; 19 W College Avenue, Suite 500, Yardley, PA 19067; Registered Insurance Agent/CCO; 03/13/2024; approximate number of hours/month you devote to the other business 40; Corporate Owned Life Insurance advising & placement. Simplicity Investments; investment related; 475 Springfield Avenue Summit, New Jersey 07901; Registered Representative; 02/27/2026; approximate number of hours/month you devote to the other business 40; Corporate Owned Life Insurance advising and placement

Exams

• S66 Uniform Combined State Law Examination
  2026-04-23