Paul King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  Bmo Bank
  Chicago, IL
• 09/2015 → 12/2016
  Bankfinancial
  Downers Grove, IL
• 04/2026 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2012-11-22 → 2016-03-15
  Pnc Wealth Management Llc
  Clarendon Hills, IL

Other Businesses

1. 4/2026 - Paul King - Real Estate Rental - INV REL - 2 Hour(s)/Month - 2 Hour(s) During Trading - Chicago IL 60636 - OBA Start date: 02/26/2016 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 4/2026 3. 4/2026 - BMO Bank - Financial Institution Duty - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - Chicago IL 60606 - OBA Start date: 02/26/2026

Exams

• S66 Uniform Combined State Law Examination
  2026-07-10
• S63 Uniform Securities Agent State Law Examination
  2009-07-30

Other Names

• Paul King