Gary Lawrence Herman

Current Employers

Galloway Capital Partners, Llc

650 N.E. 2Nd Avenue #3007, Miami, FL 33132 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-10

FL RA
APPROVED

Since 2026-07-10

Branch Locations

East Hampton, NY • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Galloway Capital Management Llc	New York	NY	01/2003	12/2023
Arcadia Securities, Llc	New York	NY	02/2005	12/2020
Galloway Capital Partners, Llc	Miami	FL	02/2024	Present

01/2003 → 12/2023

Galloway Capital Management Llc

New York, NY
02/2005 → 12/2020

Arcadia Securities, Llc

New York, NY
02/2024 → Present

Galloway Capital Partners, Llc

Miami, FL

Other Businesses

1. SusGlobal Energy Corp. (OTCQB: SNRG); Director; Start Date April 2021; 2. Advent Technologies Holdings, Inc. Director (OTCQB: ADNH); Start Date August 2024; 3. Wellgistics Health, Inc. (Nasdaq: WGRX); Director; Start Date February 2026.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-03
S63	Uniform Securities Agent State Law Examination	2005-03-30

S65 Uniform Investment Adviser Law Examination

2026-06-03
S63 Uniform Securities Agent State Law Examination

2005-03-30