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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 01/2008 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 02/2020 | 04/2023 |
| Unemployed | Charlotte | NC | 05/2019 | 02/2020 |
| Unemployed | Charlotte | NC | 04/2023 | 08/2023 |
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 08/2023 | 08/2025 |
| Pnc Wealth Management | Charlotte | NC | 07/2026 | Present |
| Raymond James | St. Petersburg | FL | 08/2025 | 02/2026 |
| Unemployed | Charlotte | NC | 02/2026 | 07/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-24 |
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