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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
Branch Locations
8411 Preston Road Suite 700, Dallas, TX 75225 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 03/2015 | 10/2022 |
| Bank Of America, N.A. | Frisco | TX | 03/2015 | 10/2022 |
| Sanctuary Securiites, Inc. | Plano | TX | 10/2022 | 04/2025 |
| Sanctuary Advisors, Llc | Plano | TX | 10/2022 | 04/2025 |
| The Vanguard Group, Inc. | Plano | TX | 07/2025 | 01/2026 |
| Vanguard Marketing Corporation | Plano | TX | 07/2025 | 01/2026 |
| Vanguard Advisers, Inc. | Plano | TX | 07/2025 | 01/2026 |
| Hightower Advisors, Llc | Chicago | IL | 07/2026 | Present |
| Unemployed | Justin | TX | 01/2026 | 07/2026 |
| Unemployed | Flower Mound | TX | 04/2025 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-14 |
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