Ernest Anthony Alexander

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1996 → 03/2025
  Tiaa
  Charlotte, NC
• 12/1996 → 01/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 08/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 03/2025 → 08/2026
  Unemployed
  Charlotte, NC
• 08/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2020-11-23 → 2025-01-31
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
  Chicago, IL
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2020-11-23
• S63 Uniform Securities Agent State Law Examination
  2016-09-28

Other Names

• Ernest Alexander
• Ernest A Alexander