Carol Emma York

Employer firm

Keystone Private Wealth CRD 301924

$861M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 09/2019
  Fidelity Brokerage Services Llc
  Palm Desert, CA
• 07/2018 → 09/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2019 → 06/2021
  Cypress Wealth Services
  Palm Desert, CA
• 06/2021 → Present
  Keystone Wealth Services, Llc Dba Keystone Private Wealth
  Palm Desert, CA

Previous Registrations

• 2021-06-16 → 2025-12-10
  Keystone Private Wealth
  Palm Desert, CA
• 2019-09-27 → 2021-09-24
  Cypress Wealth Services, Llc
  Palm Desert, CA
• 2018-07-13 → 2019-06-07
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2012-12-11 → 2018-07-13
  Strategic Advisers Llc
  Palm Desert, CA
• 2009-06-01 → 2012-01-06
  Morgan Stanley
  Auburn, CA
• 2008-12-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Auburn, CA
• 2007-06-22 → 2008-12-08
  Ubs Financial Services Inc.
  Grass Valley, CA
• 2002-12-12 → 2006-11-03
  Ameriprise Financial Services, Llc
  Bridgton, ME
  Bridgton, ME

Exams

• S66 Uniform Combined State Law Examination
  2002-12-11
• S63 Uniform Securities Agent State Law Examination
  1996-09-30