Michael Scott Games

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2020
  Ross Sinclaire And Associates
  Cincinnati, OH
• 07/2020 → 03/2026
  Sei Investments
  Oaks, PA
• 06/2026 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2020-07-08 → 2026-03-25
  Sei Investments Management Corp
  Oaks, PA
  Bellevue, KY
• 2014-07-21 → 2020-06-15
  Ross, Sinclaire & Associates, Llc
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2008-05-21 → 2014-07-15
  Fifth Third Securities, Inc.
  Cincinnati, OH
• 2007-08-07 → 2007-10-29
  Essex National Securities, Llc
  Mt. Orab, OH
  Mt. Orab, OH
  Napa, CA
• 2005-08-01 → 2007-07-25
  Ubs Financial Services Inc.
  Cincinnati, OH
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2005-07-29
• S63 Uniform Securities Agent State Law Examination
  1996-08-12

Other Names

• Scott Games
• M Games
• Michael Scott Games
• M S Games
• M. Scott Games