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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-17
  • IA RA
    APPROVED
    Since 2026-08-17

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1210 Jordan St Suite 3, North Liberty, IA 52317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dairy Queen Coralville IA 08/2016 08/2021
Mercy Hospital Iowa City IA 08/2021 Present
Basta Pizzeria Ristorante Iowa City IA 04/2023 Present
University Of Iowa Iowa City IA 08/2021 12/2024
Wealth Enhancement Advisory Services North Liberty IA 08/2026 Present
Wealth Enhancement Group North Liberty IA 08/2026 Present
  • 08/2016 → 08/2021
    Dairy Queen
    Coralville, IA
  • 08/2021 → Present
    Mercy Hospital
    Iowa City, IA
  • 04/2023 → Present
    Basta Pizzeria Ristorante
    Iowa City, IA
  • 08/2021 → 12/2024
    University Of Iowa
    Iowa City, IA
  • 08/2026 → Present
    Wealth Enhancement Advisory Services
    North Liberty, IA
  • 08/2026 → Present
    Wealth Enhancement Group
    North Liberty, IA
Other Businesses

1. BASTA PIZZERIA RISTORANTE - NON-INVESTMENT RELATED - IOWA CITY, IA - SERVER & BARTENDER - START DATE 04/2023 - 20 HOURS SPENT PER MONTH WITH 0 HOURS DURING TRADING. 2. UNIVERSITY OF IOWA HEALTH CARE MEDICAL CENTER - NON-INVESTMENT RELATED - IOWA CITY, IA - DELIVERING MEAL TRAYS - START DATE 08/2021 - 3 HOURS SPENT PER MONTH WITH 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-08
  • S65 Uniform Investment Adviser Law Examination
    2026-04-08

View on SEC IAPD

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