Best Investors Account Sign in

Calvin Wu

Citigroup Global Markets Inc.

Loma Linda, CA

Fontana, CA

Chino Hills, CA

Henderson, NV

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-15
  • CA RA
    APPROVED
    Since 2022-08-15

Branch Locations

Citi Retail Banking 25487 Barton Road, Loma Linda, CA 92354 • United States

Citi Retail Banking 8501 Sierra Avenue, Fontana, CA 92335 • United States

Cwm Retail, Sales 14808 Pipeline Ave, Chino Hills, CA 91709 • United States

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Rowland Heights CA 09/2016 07/2022
Unemployed Eastvale CA 04/2016 09/2016
Citigroup Rancho Cucamonga CA 08/2022 Present
  • 09/2016 → 07/2022
    Hsbc Bank Usa, N.A.
    Rowland Heights, CA
  • 04/2016 → 09/2016
    Unemployed
    Eastvale, CA
  • 08/2022 → Present
    Citigroup
    Rancho Cucamonga, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-17
S63 Uniform Securities Agent State Law Examination 2016-10-12
  • S66 Uniform Combined State Law Examination
    2022-05-17
  • S63 Uniform Securities Agent State Law Examination
    2016-10-12

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
INTEGRATED WEALTH CONCEPTS LLC
PROSPERA FINANCIAL SERVICES, INC.
PFS INVESTMENTS INC.
GUIDING WEALTH MANAGEMENT, LLC
LINDSEY FINANCIAL, INC.

Other Investors

Lilia Hernandez
DASHAN VON HAYHURST
STEPHON DENELL PIETERS
JOHN BOECK KEEN
KATHERINE VANDER VEEN
JASON LEWIS
ALEXIS HUNDLEY
CHARLIE LOWENBERG

Other Offices

J.P. MORGAN SECURITIES LLC · LOMA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOMA LINDA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Bernardno, CA
INTEGRATED WEALTH CONCEPTS LLC · REDLANDS, CA
INTEGRATED WEALTH CONCEPTS LLC · REDLANDS, CA
PROSPERA FINANCIAL SERVICES, INC. · Redlands, CA
PFS INVESTMENTS INC. · REDLANDS, CA
PFS INVESTMENTS INC. · REDLANDS, CA

More in Loma Linda, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor