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Bruce Robert Swift

Morgan Stanley

Atlanta, GA

Columbus, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-19
GA RA APPROVED 2020-10-08
  • TX RA
    APPROVED
    Since 2022-01-19
  • GA RA
    APPROVED
    Since 2020-10-08

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

945 Broadway, Columbus, GA 31901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2016 06/2020
Morgan Stanley Atlanta GA 08/2020 Present
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
  • 08/2016 → 06/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2020 → Present
    Morgan Stanley
    Atlanta, GA
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
S63 Uniform Securities Agent State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2020-09-18
  • S63 Uniform Securities Agent State Law Examination
    2016-10-14
Other Names
  • Robert Swift

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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