Yong Xu

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-10
WA	RA	APPROVED	2026-08-10

CA RA
APPROVED

Since 2026-08-10
WA RA
APPROVED

Since 2026-08-10

Branch Locations

Los Angeles, CA • United States

355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Llc	Bellevue	WA	08/2026	Present
World Financial Group Insurance Agency	Bellevue	WA	04/2026	Present
Beijing Dddream Management Advisor Ltd	Beijing		08/2025	03/2026
Ningbo Huaxiang Electronic Co.,Ltd.	Shanghai		08/2020	10/2023
Zhejiang Zhengte Co. Ltd.	Linhai City, Zhejiang		01/2025	07/2025
Beijing West Industries Co. Ltd.	Beijing		12/2023	01/2025
Ningbo Preh Joyson Automotive Electronics Co. Ltd.	Ningbo		11/2014	08/2020
Simple And Smart Llc	Bellevue	WA	04/2025	Present

08/2026 → Present

Transamerica Financial Advisors, Llc

Bellevue, WA
04/2026 → Present

World Financial Group Insurance Agency

Bellevue, WA
08/2025 → 03/2026

Beijing Dddream Management Advisor Ltd

Beijing
08/2020 → 10/2023

Ningbo Huaxiang Electronic Co.,Ltd.

Shanghai
01/2025 → 07/2025

Zhejiang Zhengte Co. Ltd.

Linhai City, Zhejiang
12/2023 → 01/2025

Beijing West Industries Co. Ltd.

Beijing
11/2014 → 08/2020

Ningbo Preh Joyson Automotive Electronics Co. Ltd.

Ningbo
04/2025 → Present

Simple And Smart Llc

Bellevue, WA

Other Businesses

Name: SIMPLE AND SMART LLC / Investment Related - No / Date: 04:2025 / Hrs (Month): 4 / Hrs (Day): 0 / Activity: hold a portion of membership interest Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC.

Designations

Chartered Financial Analyst

View on SEC IAPD