Joseph Morales

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2026 → Present
  Lpl Enterprise Llc
  Ann Arbor, MI
• 10/2022 → Present
  Zagoda Olive Oil Llc
  Ann Arbor, MI
• 09/2017 → 03/2021
  State Of Michigan -Secretary Of State
  Ann Arbor, MI
• 03/2021 → 05/2022
  Rocket Mortgage
  Detroit, MI
• 09/2022 → 09/2023
  Best In Games
  Ann Arbor, MI
• 01/2024 → 05/2025
  United Mortgage Lending
  Troy, MI
• 05/2025 → 08/2026
  Comerica Bank
  Ann Arbor , MI
• 01/2016 → 08/2017
  Manheim Auto Auctions
  Fort Myers, FL
• 01/2016 → 08/2017
  Guerrero Capital Investments
  Fort Myers, FL
• 05/2022 → 09/2022
  Unemployed
  Ann Arbor, MI
• 10/2023 → 12/2023
  Unemployed
  Ann Arbor, MI

Other Businesses

1. 08/03/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Ann Arbor MI - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 08/03/2026 2. 08/03/2026 - JOSEPH MORALES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Ann Arbor MI - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 08/03/2026 3. 08/03/2026 - Mortgage License - Mortgage/Real Estate Services - Investment related - Ann Arbor MI - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 03/31/2021 4. 08/03/2026 - Block Signals LLC - Business Entity For Tax/Investment Purposes Only - Not Investment related - Ann Arbor MI - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 10/01/2025 5. 08/03/2026 - Zagoda Olive Oil LLC - Business Owner - Not Investment related - Ann Arbor MI - 17 Hrs/Mth - 00 Hrs During Trading - OBA start date: 10/01/2022 6. 08/03/2026 - Michigan Bitcoin Trade Council - Outside/W-2 Employment - Investment related - Lansing MI - 10 Hrs/Mth - 02 Hrs During Trading - OBA start date: 10/01/2022

Exams

• S66 Uniform Combined State Law Examination
  2026-06-05