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Austin Connolly

Mariner Wealth

Newport Beach, CA

CRD 8322915

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Employer firm

Mariner Wealth CRD 289886

Reported services (Item 5G)

  • REFERRAL OF PROSPECTIVE CLIENTS TO MARINER

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2026-08-13
  • CA RA
    APPROVED_RES
    Since 2026-08-13

Branch Locations

5000 Birch Street Suite 8500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth-Ic Overland Park KS 06/2026 Present
Harvey & Company, Llc Newport Beach CA 06/2017 Present
Full Time Student At University Of Redlands Redlands CA 08/2013 04/2017
  • 06/2026 → Present
    Mariner Wealth-Ic
    Overland Park, KS
  • 06/2017 → Present
    Harvey & Company, Llc
    Newport Beach, CA
  • 08/2013 → 04/2017
    Full Time Student At University Of Redlands
    Redlands, CA
Other Businesses

Harvey & Company, LLC; Newport Beach CA, buyside acquisition search and deal organization, Analyst Associate/VP, Start date: 06/2017, 160 hours/month

View on SEC IAPD

Nearby Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC

Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

More in Newport Beach, CA

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