Inactive

Austin Connolly

Newport Beach, CA

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Current Employers

Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2026-08-13

CA RA
APPROVED_RES

Since 2026-08-13

Branch Locations

5000 Birch Street Suite 8500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth-Ic	Overland Park	KS	06/2026	Present
Harvey & Company, Llc	Newport Beach	CA	06/2017	Present
Full Time Student At University Of Redlands	Redlands	CA	08/2013	04/2017

06/2026 → Present

Mariner Wealth-Ic

Overland Park, KS
06/2017 → Present

Harvey & Company, Llc

Newport Beach, CA
08/2013 → 04/2017

Full Time Student At University Of Redlands

Redlands, CA

Other Businesses

Harvey & Company, LLC; Newport Beach CA, buyside acquisition search and deal organization, Analyst Associate/VP, Start date: 06/2017, 160 hours/month

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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