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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-03-13 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Kirkwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | St. Louis | MO | 08/2016 | 11/2024 |
| Prudential Insurance Company Of America | St. Louis | MO | 10/2016 | 11/2024 |
| Bankers Life Securities, Inc | Chicago | IL | 03/2025 | Present |
| Bankers Life Advisory Services, Inc | Chicago | IL | 03/2025 | Present |
| Unemployed | Kirkwood | MO | 11/2024 | 03/2025 |
BAKER STREET, LLC POSITION: Owner NATURE: Business consulting INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2009 ADDRESS: 807 Kinyon Ct, Kirkwood MO 63122, United States DESCRIPTION: This LLC was established to charge consulting fees but was never used and is not being used. The LLC was issued in perpetuity, therefore is still in place.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-27 |
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