Bradley Roy Riley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2023
  Wells Fargo Advisors Financial Network, Llc
  Knoxville, TN
• 09/2023 → Present
  Lpl Financial Llc
  Knoxville, TN

Previous Registrations

• 2014-02-21 → 2023-10-06
  Wells Fargo Advisors Financial Network, Llc
  Knoxville, TN
• 2006-06-22 → 2014-02-21
  Wells Fargo Clearing Services, Llc
  Knoxville, TN
  Knoxville, TN

Other Businesses

1) 08/29/2023 - Dynasty Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 9/28/2023 - 130 Hours per month/ 7 hours during trading 2) 06/05/2026 - Bella Grand, LLC - Real Estate Rental - Investment Related - Hilton Head, SC - Start Date 06/08/2026 - 3 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-21
• S63 Uniform Securities Agent State Law Examination
  1998-12-30

Other Names

• Brad Riley
• Bradley,Brad R Riley