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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-08
  • TX RA
    APPROVED
    Since 2026-01-08

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcelvain Oil Company Dallas TX 05/2014 11/2016
Axa Advisors, Llc New York City NY 11/2016 11/2017
Rbc Capital Markets, Llc Dallas TX 11/2017 Present
  • 05/2014 → 11/2016
    Mcelvain Oil Company
    Dallas, TX
  • 11/2016 → 11/2017
    Axa Advisors, Llc
    New York City, NY
  • 11/2017 → Present
    Dallas, TX
Other Businesses

NAME OF ENTITY: MCELVAIN OIL COMPANY; ADDRESS: 14828 BELLBROOK DRIVE DALLAS, TX 75254; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: ADMINISTRATIVE ASSISTANT; CAPACITY: EMPLOYEE; START DATE: 06/01/2017; DUTIES: ADMINISTRATIVE ASSISTANT; HOURS DEVOTED PER MONTH: 2-5 HOURS PER WEEK; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-08
S63 Uniform Securities Agent State Law Examination 2016-10-28
  • S65 Uniform Investment Adviser Law Examination
    2026-01-08
  • S63 Uniform Securities Agent State Law Examination
    2016-10-28
Other Names
  • Lindsey Wood
  • Lindsey K Wood
  • Lindsey Kathryn Wood

View on SEC IAPD

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