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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-22 |
| TX | RA | APPROVED | 2026-08-22 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2026 | Present |
| Unemployed | Newport Coast | CA | 06/2026 | 06/2026 |
| Washington University In St. Louis | St. Louis | MO | 08/2022 | 05/2026 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/2025 | 08/2025 |
| San Lorenzo Bikinis | Newport Beach | CA | 04/2022 | 08/2022 |
| Unemployed | Newport Coast | CA | 06/2016 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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