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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-12 |
| NM | RA | APPROVED | 2026-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 06/2022 | 08/2024 |
| Jp Morgan Securities Llc | Albuquerque | NM | 08/2016 | 05/2022 |
| Bank Of America, N.A. | Albuquerque | NM | 08/2022 | 08/2024 |
| Unemployed | Albuquerque | NM | 08/2024 | 04/2026 |
| Principal Life Insurance Company | Albuquerque | NM | 04/2026 | Present |
| Principal Securities, Inc. | Albuquerque | NM | 04/2026 | Present |
**ST. MICHAEL'S HIGH SCHOOL POSITION: Soccer Coach NATURE: Soccer Coach INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 100 Siringo Rd, Santa Fe NM 87505, United States DESCRIPTION: High school soccer coach. **INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2026 ADDRESS: 912 6th ST NW, Albuquerque NM 87102, United States DESCRIPTION: Fixed insurance: Life, disability, annuities, long-term care, health, Medicare supplements, group benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-29 |
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